Busted brokers continue bilking clients at new firms
Broker-dealers don’t blow the whistle loud enough, observers say

Stock Broker Arbitration Claims Up 49% From 2007

Testimony of Tanya Solov
Director, Illinois Securities Department
Illinois Secretary of State
On behalf of the North American Securities Administrators Association
Before the
United States Senate Committee on the Judiciary
Constitution Subcommittee

“S. 1782, the Arbitration Fairness Act of 2007″

December 12, 2007

Chairman Feingold, Ranking Member Brownback, and Members of the
Subcommittee,

I am Tanya Solov, Director of the Illinois Securities Department and I am
honored to convey the North American Securities Administrators Association’s
(NASAA)1support for S…

Washington, DC