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Stock Market Losses

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Losses in the stock market are common, especially when the market makes a downturn, but stock market losses due to fraud or malpractice from your stockbroker may give rise to a private right of action or lawsuit against your stockbroker to recovery your securities losses resulting from stock market fraud.

Wronged investors with significant stock market losses have options, and may have the ability to bring a claim in FINRA Securities Arbitration against their stockbrokers or investment professionals for securities fraud or investment fraud, the sale of unsuitable investments, churning or excessive activity, stockbroker negligence, the failure to supervise, or the breach of fiduciary duty.

The stock investment industry is subject to a strict set of standards and self regulatory rules that protect investors.  When investment professionals break these rules by committing fraud that harm investors they may pursue a lawsuit in arbitration to recover some of their losses in the stock market.

Unfortunately, stock market loss fraud can happen to anyone. Before you investing your money in the stock market or conduct business with an investment professional, be sure to learn if your broker or the brokerage firm with whom they are associated have been the subject of stockbroker fraud claims, disciplinary actions, or regulatory action for securities fraud, investment fraud, the violation of the federal securities laws. Also investigate if your broker or their brokerage firm has been the subject of customer initiated, investment related stockbroker fraud complaints or securities arbitration proceedings.

If you have experienced losses in the stock market, it’s not too late. While not all stock market losses are recoverable, the important thing is to speak to an experienced securities arbitration and investment fraud lawyer to determine if you have a viable claim which may be brought in securities arbitration before NASD Dispute Resolution, Inc. or the New York Stock Exchange, presently known as FINRA Dispute Resolution, Inc.

If you or someone you know has suffered from stock market loss fraud, we can assist you in evaluating your case. We handle all cases on a contingency fee basis meaning that there is no cost or obligation unless we are able to make some kind of a recovery of your losses in the stock market for you.

Call 877-732-2889 or 215-413-8223 (International) for your free consultation from the Guiliano firm today.


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